"I am not sure whether this system was introduced to establish an internal control regime or simply to meet the needs of the supervisory authorities." This is what one practitioner anonymously shared ...

Securities firms are actively preparing accountability charts. Recently, securities companies have been competing to disclose their preparation status for accountability charts and have expressed ...

I was reminded of this quote (one of my all-time favorites) during our company’s strategic planning retreat last week. We were doing a review of our "accountability chart." “What the heck is an ...