The SEC’s September 17, 2024, actions signal its commitment to penalize non-compliance, while encouraging market participants to self-report violations. On September 17, 2024, the US Securities and ...

The Securities and Exchange Commission adopted rule and form amendments that will require institutional investment managers who file Form 13F to use Form N-PX to report how they voted proxies on ...

The Securities and Exchange Commission announced charges against 11 institutional investment managers for failing to file required Form 13F reports, including one from New Jersey. All cited firms ...

Large hedge funds must file 13F forms every 3 months, revealing their holdings, this is what they are buying. Get special access to three exclusive "Top 10 Stocks" power lists today, updated daily.

Each quarter, hedge funds, such as Prem Watsa’s Fairfax Financial Holdings, file 13F forms with the SEC. These 13F forms disclose many of the positions held in the funds’ equity portfolio during the ...