Consider a common allegation against advisors: clients sue alleging they lost money in unsuitable investments. So, I ask you — as I do at many speaking engagements — what is the item on the ...

a prospective investor can submit the KYC form along with the MF investment form to an intermediary (AMC) Putting to rest the doubt that if prospective investors have to apply for Know Your Customer ...

Market regulator Securities and Exchange Board of India (Sebi) has made some changes in in the Know Your Client (KYC) documentation. From April 1, that is the new finanical year, the Sebi has limited ...

Once you know your KYC status, you can update it online on any of the fund house websites or submit a physical KYC form to one of the fund houses. The April 1 deadline for mutual fund (MF) investors ...

Advisors are caught between a rock and a hard place with the client-focused reforms’ know your client (KYC) obligations. On the one hand, regulators will audit for sufficient detail to support each ...

Regulated Entities (RE) shall adopt a risk-based approach for periodic updation of KYC. However, periodic updation shall be carried out at least once every two years for high-risk customers, once ...

The ministry said that verification through a digital signature by the DIN holder/director and certification by a professional will be mandatory only if the KYC form is submitted for the updation of ...