Iowa’s insurance regulator plans to shut down insurer CoOportunity Health, marking the first failure of one of the nonprofit cooperatives created under the Affordable Care Act.

Wall Street's top regulator on Tuesday voted 3-2 to bless new rules making it easier for an audit watchdog to hold people responsible for audit firms' violations. Skip to main content.

The regulator said it is looking into several Swiss financial institutions for possible manipulation, the latest probe into potential rigging of widely used market benchmarks.

By Douglas Gillison (Reuters) - Wall Street's top regulator remains capable of policing markets despite steep recent cuts to agency staffing, Paul Atkins, the newly installed chairman of the U.S ...

A three-person arbitration panel convened by brokerage industry self-regulator Finra this week held that Stifel must pay $132 ...

The top U.S. markets regulator on Wednesday proposed replacing some paper-based forms with digitized disclosures to modernize how broker-dealers, stock exchanges, clearing agencies and others ...

Robinhood CEO Vlad Tenev is not licensed by FINRA, Wall Street’s powerful self-regulator, even though he presides over one of the nation’s largest and most powerful online brokers.

“Wall Street may always attack the C.F.P.B., but their opposition has reached, shall we say, frenzied levels with Rohit Chopra at the helm,” said Senator Sherrod Brown, the Ohio Democrat who ...

Current and former employees at the Federal Deposit Insurance Corporation (FDIC) said the banking regulator fostered a toxic work environment rife with sexual harassment and misogyny that drove ...

Republican lawmakers on Wednesday prodded Wall Street's top regulator to justify his agency's efforts to regulate companies' climate disclosures and criticized the U.S. Securities and Exchange ...

Wall Street's top regulator remains capable of policing markets despite steep recent cuts to agency staffing, Paul Atkins, the newly installed chairman of the U.S. Securities and Exchange Commission, ...

(Reuters) -Wall Street's top regulator on Tuesday voted 3-2 to bless new rules making it easier for an audit watchdog to hold people responsible for audit firms' violations. Divided along party lines, ...