WASHINGTON--(BUSINESS WIRE)--FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This is the first time FINRA has charged a firm ...

Credem faces declining net interest income as ECB rate cuts compress customer spreads, with limited offset from non-interest businesses unlike peers. Loan growth is constrained by a high ...

Somer G. Anderson is CPA, doctor of accounting, and an accounting and finance professor who has been working in the accounting and finance industries for more than 20 years. Her expertise covers a ...

Explore how the TALF program boosts consumer credit availability using asset-backed securities, including updates from its 2020 revival for economic stability.

Terms in a typical syndicated term loan B have converged to an increasing extent with those of high-yield bonds in recent decades, leading some to argue that such loans should be considered securities ...

On January 2, 2025, the Securities and Exchange Commission (the SEC) published an order approving a proposed rule change filed by the Financial Industry Regulatory Authority, Inc. (FINRA) to adopt the ...

An Inside Look Who understands securities lending? Registered funds (by which I mean traditional mutual funds and exchange-traded funds) sometimes permit other institutions to borrow shares from their ...

MFA encouraged FINRA to limit its proposed rules to implement an enhanced securities loan reporting framework to what is mandated by the final SEC Securities Lending Rule in a comment letter submitted ...

As the domestic stock market sets all-time records and demand for "debt-fueled investing" rises, securities firms are suspending securities-collateral loans one after another due to hitting their ...