Schwab U.S. Small-Cap ETF includes many mid-cap stocks, making it less suitable for those seeking true small-cap exposure. The fund's average market cap is $5.19 billion, significantly higher than the ...

Poudre School District Board of Education members are seeking to define "small, neighborhood schools" before allocating mill levy funds. Disagreement exists on whether schools without neighborhood ...

For the first time in more than 25 years, the Securities and Exchange Commission is proposing to dramatically expand who qualifies as a “small” registered investment advisor—a change that could ...

Senator Katie Britt, R-Ala. WASHINGTON — A bipartisan pair of senators introduced legislation Monday aimed at overhauling the Securities and Exchange Commission's definition of small businesses. Sens.

The SEC is looking to reclassify more advisory firms as "small entities" in an attempt to better understand how they might be disproportionately harmed by new regulatory burdens. Processing Content A ...

According to the Investment Adviser Association, an industry and lobbying group, firms should count as small if they have 100 or fewer employees. The criteria federal regulators now use to assign the ...

The Securities and Exchange Commission’s (SEC) Small Business Capital Formation Advisory Committee (SBCFAC)will reconvene once again to discuss the definition of an Accredited Investor. At the same ...

The Small Entity Act, a bill that would require the Securities and Exchange Commission to periodically study and update its definition of what constitutes as a small entity for regulatory purposes was ...

Update, April 3, 2020. After the release and analyzation of the interim final rule for the Paycheck Protection Program, released on the evening of April 2, this article has been updated. Please find ...

The Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC), is scheduled to meet next week, and it has just posted its agenda. Probably the most ...