Schwab U.S. Small-Cap ETF includes many mid-cap stocks, making it less suitable for those seeking true small-cap exposure. The fund's average market cap is $5.19 billion, significantly higher than the ...

The Securities and Exchange Commission’s (SEC) Small Business Capital Formation Advisory Committee (SBCFAC)will reconvene once again to discuss the definition of an Accredited Investor. At the same ...

Poudre School District Board of Education members are seeking to define "small, neighborhood schools" before allocating mill levy funds. Disagreement exists on whether schools without neighborhood ...

For the first time in more than 25 years, the Securities and Exchange Commission is proposing to dramatically expand who qualifies as a “small” registered investment advisor—a change that could ...

The SEC is looking to reclassify more advisory firms as "small entities" in an attempt to better understand how they might be disproportionately harmed by new regulatory burdens. Processing Content A ...

According to the Investment Adviser Association, an industry and lobbying group, firms should count as small if they have 100 or fewer employees. The criteria federal regulators now use to assign the ...

Senator Katie Britt, R-Ala. WASHINGTON — A bipartisan pair of senators introduced legislation Monday aimed at overhauling the Securities and Exchange Commission's definition of small businesses. Sens.