The SEC's recent crackdown on cherry-picking has put trade allocation practices under intense scrutiny. Christopher Hoyle and Howard Scheck of ...

Rain may have dampened Lisbon's streets but not the spirits of some-300 compliance professionals exchanging ideas at the SCCE's annual ...

The return of Donald Trump to the White House signals dramatic shifts in sanctions policy and anti-money laundering ...

Organizations struggle to create meaningful incentives for ethical behavior beyond the fear of punishment. Law student Aram ...

Smarsh introduced an AI assistant for its Professional Archive platform to help small and medium-sized financial firms and ...

In a world where 6 billion people are protected by nearly 150 privacy regulations, data subject requests are becoming a ...

AuditBoard has unveiled new AI-powered features for its audit platform to enhance efficiency and enable audit teams to focus ...

The US government will no longer require US-based companies or American citizens to comply with beneficial ownership ...

Computershare has released an artificial intelligence upgrade to its Global Entity Management System (GEMS) platform designed ...

In a world where 6 billion people are protected by nearly 150 privacy regulations, data subject requests are becoming a ...

The SEC's recent crackdown on cherry-picking has put trade allocation practices under intense scrutiny. Christopher Hoyle and Howard Scheck of ...

Norm Ai has secured $48 million in funding from investors including Coatue, Craft Ventures, Vanguard and Blackstone ...