The question of when (or if) wealth management firms need to hire a chief technology officer depends upon a number of factors ...

Founder Steven Fox is asking for a flat $18,000 per year from planners to act as their RIA and platform provider to drive ...

The public has until May 13 to comment on a proposal that would prevent brokers from having to list side hustles like online antiques stores or after-hours bartending gigs.

It's still not taking financial advisors' jobs, but the tasks it's taking on in the wealth space are expanding.

Not long after announcing a new set of services for high net worth clients, Edward Jones rewards CEO Penny Pennington with a ...

Acronyms like CRT, CRAT, CRUT and NICRUT could have many clients' heads spinning. Here's a guide to the key pros and cons for ...

With the Trump administration pledging to review recently passed federal rules, the Investment Adviser Association wants to ...

Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...

While actively managed ETFs may promise higher returns, passive ETFs are still an attractive option for investors.

Rather than a book on his investing philosophy, the longtime advisor offers the lessons that have made him "less stupid" over the years.

Mike Capelle, co-founder and CEO of Modern Wealth Management in Monterey, California, is in charge of the tech stack at the ...

Financial advisor confidence levels have collapsed over the past few months, new data reveals.