Iowa’s insurance regulator plans to shut down insurer CoOportunity Health, marking the first failure of one of the nonprofit cooperatives created under the Affordable Care Act.

Finra is more than just a Wall Street regulator. Rare among regulators and little known to many industry participants, Finra is also an investor—and one whose subpar returns are compounding its ...

The top U.S. markets regulator on Wednesday proposed replacing some paper-based forms with digitized disclosures to modernize how broker-dealers, stock exchanges, clearing agencies and others ...

The U.S. Securities and Exchange Commission (SEC) rescinded on Thursday accounting guidance long opposed by the cryptocurrency industry, an early move in President Donald Trump's pivot away from ...

Robinhood is being ordered to pay about $70 million for harming millions of customers. It’s the largest penalty ever imposed by Wall Street’s self-regulator.

Republican lawmakers on Wednesday prodded Wall Street's top regulator to justify his agency's efforts to regulate companies' climate disclosures and criticized the U.S. Securities and Exchange ...

Wall Street’s top regulator took a step toward toughening rules for foreign companies listed on American stock markets on Wednesday, saying many Chinese firms in particular unduly benefited from ...

Wall Street's top regulator remains capable of policing markets despite steep recent cuts to agency staffing, Paul Atkins, the newly installed chairman of the U.S. Securities and Exchange Commission, ...

(Reuters) -Wall Street's top regulator on Tuesday voted 3-2 to bless new rules making it easier for an audit watchdog to hold people responsible for audit firms' violations. Divided along party lines, ...

Broadcasting on the road from Kansas City, Missouri, we’re joined by William Black, a white-collar criminologist, former financial regulator, and author of “The Best Way to Rob a Bank is to ...

On the face of it, a clock is just something that tells the time. But these ones are special - and time is running out if you want to buy one.