Rockefeller Global Family Office has lured more financial advisors from Morgan Stanley and Merrill Lynch. Bernstein Private Wealth Management has lost a team of financial advisors to Cresset.

Financial advisors may need to encourage their clients to talk more with their families when it comes to inheritances and caregiving, according to a new report from Fidelity Investments.

Securities and Exchange Commission Chair Paul Atkins on Tuesday outlined his intent to reverse decades of "regulatory creep" that he blames for the steady decline in the number of publicly traded ...

Robo-advice pioneer Wealthfront is aiming for a more than $2 billion valuation in its initial public offering in the U.S., according to news reports.

The Financial Industry Regulatory Authority has fined and suspended an ex- UBS financial advisor accused of making unfunded transfers from his UBS brokerage account to make nearly $30,000 in charges ...