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Coastal Advice Group and Calder Wealth Management have announced their merger, which they described as “more than just scale ...
The last financial year has seen a continued steady growth in the number of fund registrations, according to APIR Systems, ...
While the regulator was partially successful in its Federal Court case against HCF Life, it has appealed the decision to ...
The regulator has handed down a permanent ban against a financial adviser after he allegedly concealed information from ...
Costs for regulating licensees providing personal advice on products that are not relevant financial products are expected to drop to $43,940 from $90,901. For licensees that provide general advice ...
In a meeting with the SMSFA last week, Assistant Treasurer and Financial Services Minister Daniel Mulino reconfirmed the Treasurer’s intention to proceed with the proposed Division 296 legislation in ...
The Australian Securities and Investments Commission’s (ASIC) latest action against a managed investment scheme (MIS) provider, according to Association of Independently Owned Financial Professionals ...
Viola Private Wealth has named its newest partner, in a move the firm said highlights its “commitment to recognising outstanding talent from within”. Nevill, who prior to a career in financial advice, ...
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian Financial Services Licence (AFSL) of Financial Services Group Australia Pty Ltd (FSGA), effective 7 June 2025, ...
The Australian wealth and investment advisory group, Escala Partners, has officially become part of Focus Financial Partners, joining Focus Partners Australia, which the firm said marked a “major ...
ASIC has cancelled the Australian Financial Services licences (AFSLs) of two advice firms over their failures to pay industry funding levies. Downunder Insurance Services and Ipraxis, both based in ...
Matthew Burgess, director of View Legal, said the recent decision in the Count litigation concerned the fiduciary duties owed to clients by advisers as well as contraventions of the best interests and ...
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